Compliance Analyst

About the Role

Key Responsibilities

• Review internal policies and procedures for alignment with regulatory requirements
• Conduct compliance testing and document findings accurately
• Track regulatory changes and summarize potential business impacts
• Assist with internal audits, external examinations, and remediation plans
• Prepare compliance reports for management and business stakeholders
• Maintain organized records of reviews, approvals, and issue tracking
• Partner with cross-functional teams to address compliance questions and process gaps

Requirements

• 2 or more years of experience in compliance, risk, audit, or legal operations
• Working knowledge of financial services regulations and compliance frameworks
• Strong attention to detail and ability to review complex documentation
• Experience preparing reports, findings, or regulatory summaries
• Proficiency with Microsoft Excel, Word, and compliance tracking tools
• Ability to manage deadlines and prioritize multiple review requests
• Bachelor's degree in business, finance, legal studies, or a related field

Benefits & Perks

• Medical, dental, and vision insurance
• 401(k) plan with company match
• Paid time off and paid holidays
• Hybrid work schedule
• Professional development support
• Commuter benefits
• Life and disability insurance